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HomeUncategorizedSEC accuses Galois Capital of misleading investors, custody failures
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SEC accuses Galois Capital of misleading investors, custody failures

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The U.S. Securities and Exchange Commission (SEC) has charged Florida-based Galois Capital with serious compliance failures and investor misrepresentation. The charges relate to the firm’s failure to adhere to required custody practices and misleading information about redemption policies. According to…

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